form8k050509.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported) May 6, 2009
GAMCO
INVESTORS, INC.
(Exact
name of registrant as specified in its charter)
New
York
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1-14761
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13-4007862
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(State
or other
jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification
No.)
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One
Corporate Center, Rye, NY
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10580
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code (914)
921-5000
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2 below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item
2.02. Results of Operations and Financial Condition.
The following
information is furnished pursuant to Item 2.02, “Results of Operations and
Financial Condition.”
On May 6,
2009, GAMCO Investors, Inc. (“GAMCO”) announced its results of operations
for the quarter ended March 31, 2009. A copy of
the related press release is being filed as Exhibit 99.1 to this Form 8-K and is
incorporated herein by reference in its entirety.
The
information furnished under Item 2.02, including the exhibit attached hereto, is
not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of
1934 and shall not be incorporated by reference into any registration statement
or other document pursuant to the Securities Act of 1933, except as otherwise
expressly stated in such filing.
Item
9.01. Financial Statements and Exhibits.
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(d)
Exhibits
99.1 GAMCO’s
Press Release, dated May 6, 2009.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
GAMCO
Investors, Inc.
By: /s/ Jeffrey
M. Farber
Jeffrey
M. Farber
Executive
Vice-President and Chief Financial Officer
Exhibit
No.
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99.1 |
GAMCO’s
Press Release, dated May 6, 2009. |