UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 06/06/2015 | Common Stock | 75,000 | $ 0.33 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 04/24/2016 | Common Stock | 51,375 | $ 1.67 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 04/24/2016 | Common Stock | 623,625 | $ 1.67 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 09/05/2017 | Common Stock | 375,000 | $ 4.67 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 06/10/2019 | Common Stock | 375,000 | $ 10 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Peixoto Joseph C/O REALD INC. 100 N. CRESCENT DRIVE, SUITE 120 BEVERLY HILLS, CA 90210 |
 |  |  President, Worldwide Cinema |  |
/s/Craig S. Gatarz Attorney-in-fact | 07/15/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option was granted on 6/6/2005 and the vesting commencement date was 10/1/2005. This option vested as follows: (i) 50% of the option vested on the first anniversary of the vesting commencement date and (ii) the remaining 50% of the option vested on April 1, 2006. |
(2) | This option was granted on 4/24/2006 and was fully vested on the date of grant. |
(3) | This option was granted on 4/24/2006 and the vesting commencement date was 2/1/2006. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date. |
(4) | This option was granted on 9/5/2007 and the vesting commencement date was 9/1/2007. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date. |
(5) | This option was granted on 6/10/2009 and the vesting commencement date was 5/25/2009. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date. |
 Remarks: Exhibit 24 - Power of Attorney for Joseph Peixoto |