Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of
Report (Date of earliest event reported): November
12, 2007
Advanced
Photonix, Inc.
|
(Exact
Name of Registrant as specified in its
Charter)
|
Delaware
|
1-11056
|
33-0325836
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(IRS
Employe Identification No.)
|
|
|
|
2925
Boardwalk, Ann Arbor, Michigan
|
48104
|
(Address
of Principal Executive Offices)
|
(ZIP
Code)
|
Registrant's
telephone number, including area code: (734)
864-5647
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
2.02. Results
of Operations and Financial Condition.
On
November 12, 2007, Advanced Photonix, Inc. (the “Company”) issued a press
release announcing its results for the second quarter ended September 28, 2007.
A copy of the press release is furnished as Exhibit 99.1 and is incorporated
herein by reference.
The
Company submitted its form 10-Q for the second quarter ended September 28,
2007
for filing with the Securities and Exchange Commission (the "SEC") on November
12, 2007. Since the SEC was closed for Veterans Day, the form 10-Q was posted
on
EDGAR on November 13, 2007. The form 10-Q was also available on November 12,
2007 at the Company's website (www.advancedphotonix.com
under
the "Investors" link).
On
November 12, 2007, the Company conducted a conference call, which was also
available via webcast, to discuss the results for the second quarter. The
transcript of the call is attached as exhibit 99.2, which is incorporated with
this Item 2.02 by reference.
The
attached hereto are exhibits being furnished and shall not be deemed
“filed”
with the
SEC for purposes of Section 18 of the Exchange Act, or otherwise subject to
the liability of that Section, and shall not be deemed to be incorporated
by reference
into any
filing under the Securities Act or the Exchange Act, except to the extent the
Company specifically incorporated them by reference.
Item
9.01 Financial
Statements and Exhibits.
(c)
Exhibits:
Exhibit
Number
|
Exhibit
|
|
|
99.1
|
The
Company’s press release reporting its results for the second quarter ended
September 28, 2007.
|
|
|
99.2
|
Transcript
of Conference Call and Webcast conducted by the
Company
on
November
12, 2007.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
|
ADVANCED
PHOTONIX, INC. |
|
|
|
|
|
Date: November
15, 2007 |
By: |
/s/ Richard
Kurtz |
|
Richard
Kurtz, Chief Executive
Officer |