List
identifying information required to be furnished
by
Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The
Securities Exchange Act 1934
1
– 30 September 2009
Information
|
|
Required
by/when
|
|
|
|
Public
Announcements/Press
|
|
The
Stock Exchange, London
|
Announcement
Company
announces directorate change.
(03
September 2009)
|
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(16
September 2009)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(04
September 2009)
|
|
Announcement
Company
notified of transactions in respect of the Diageo Senior Executive Share
Option Plan, Performance Share Plan and Share Incentive Plan and Messrs
Walsh, Rose and those persons discharging managerial responsibility inform
the Company of their beneficial interests therein.
Ms
Bruzelius informs the Company of her beneficial interests.
(17
September 2009)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(07
September 2009)
|
|
Announcement
Company
announces publication of prospectus.
(21
September 2009)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(08
September 2009)
|
|
Announcement
Messrs
Fennel, Menezes and Walsh inform the Company of their beneficial
interests.
Company
released shares from treasury to satisfy grants made under employee share
plans on 21 September 2009.
(22
September 2009)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(09
September 2009)
|
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(23
September 2009)
|
Announcement
Company
notified of transactions in respect of the Diageo Share Incentive Plan and
Messrs Walsh, Rose and those persons discharging managerial responsibility
inform the Company of their interests therein.
Ms
Mahlan, Dr Humer and Mr Stitzer inform the Company of their beneficial
interests.
(10
September 2009)
|
|
Announcement
Messrs
Williams and Wright inform the Company of their beneficial
interests.
(30
September 2009)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(14
September 2009)
|
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(30
September 2009)
|
Announcement
Company
announces that the Annual Report and Summary Review have been lodged with
the UK Listing Authority.
(14
September 2009)
|
|
Announcement
Company
announces total voting rights.
(30
September 2009)
|
FORM
6-K
SECURITIES
AND EXCHANGE COMMISSION
Report
of Foreign Issuer
Pursuant
to Rule 13a-16 or 15d-16 of
the
Securities Exchange Act of 1934
Diageo
plc
(Translation
of registrant's name into English)
8
Henrietta Place, London W1G 0NB
(Address
of principal executive offices)
indicate
by check mark whether the registrant files or will file annual reports under
cover Form 20-F or Form 40-F
Form
20-F X Form
40-F _______
indicate
by check mark whether the registrant by furnishing the information contained in
this Form is also thereby furnishing the information to the Commission pursuant
to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _______
No
X
If "Yes" is marked, indicate below the
file number assigned to the registrant in connection with Rule
12g3-2(b):82 _______
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorised.
|
Diageo
plc
|
|
|
|
(Registrant)
|
|
|
|
Date
22 October 2009
|
By
|
/s/C
Kynaston
|
|
Name:
|
C
Kynaston
|
|
Title:
|
Senior
Company Secretarial Assistant
|
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Director
Declaration
|
Released
|
10:01
03-Sep-2009
|
Number
|
90958-1FF2
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
9.6.13 OF THE LISTING RULES
|
Diageo
plc (the 'Company') announces the following in respect of Ms B D Holden, who was
appointed a Director of the Company with effect from 1 September 2009 (as
announced on 27 August 2009):
a: in
respect of Listing Rules paragraph 9.6.13 (1), Ms Holden is currently a director
of Western Union Company. She was formerly a director of Kraft Foods, Inc and
the Tribune Company.
b: in
respect of Listing Rules paragraphs 9.6.13 (2) to (6), there are no
such
details
to disclose.
P D
Tunnacliffe
Company
Secretary
03
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:29
04-Sep-2009
|
Number
|
91429-F144
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 2,460
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,251,948 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,667,161.
04
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:05
07-Sep-2009
|
Number
|
91405-CE31
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 4,037
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,247,911 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,671,198
07
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
13:52
08-Sep-2009
|
Number
|
91352-937A
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 19,330
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,228,581 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,690,528.
08
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:14
09-Sep-2009
|
Number
|
91406-F2D6
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 4,221
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,224,360 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,694,749.
09
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
15:52
10-Sep-2009
|
Number
|
91550-625A
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
3.1.4 OF THE DISCLOSURE AND TRANSPARENCY
RULES
|
The
notifications listed below were all received under Paragraph 3.1.2 of the
Disclosure
and Transparency Rules.
Diageo
plc (the 'Company') announces that:
1.
it received notification on 10 September 2009 of the following allocations of
ordinary shares of 28 101/108 pence each in the Company
('Ordinary Shares') under the Diageo Share
Incentive Plan (the 'Plan'), namely:
(i) the
following directors of the Company were allocated Ordinary Shares on 10
September
2009 under the Plan, by Diageo Share Ownership Trustees Limited (the
'Trustee'):
Name
of Director
|
Number
of Ordinary Shares
|
|
|
N C
Rose
|
20
|
|
|
P S
Walsh
|
20
|
(ii) the
following 'Persons Discharging Managerial Responsibilities' ('PDMR')
were
allocated Ordinary Shares on 10 September 2009 under the Plan, by the
Trustee:
Name
of PDMR
|
Number
of Ordinary Shares
|
|
|
N
Blazquez
|
19
|
|
|
S
Fletcher
|
20
|
|
|
D
Gosnell
|
20
|
|
|
J
Grover
|
20
|
|
|
A
Morgan
|
20
|
|
|
G
Williams
|
20
|
|
|
I
Wright
|
20
|
The
number of Ordinary Shares allocated comprises those purchased on behalf of the
employee using an amount which the employee has chosen to have deducted from
salary ('Sharepurchase') and those awarded to the employee by the Company
('Sharematch') on the basis of one Sharematch Ordinary Share for every two
Sharepurchase Ordinary Shares.
The
Sharepurchase Ordinary Shares were purchased and the Sharematch Ordinary Shares were awarded at a
price per share of £9.58.
The
Ordinary Shares are held by the Trustee and in the name of the Trustee.
Sharepurchase Ordinary Shares can normally be sold at any time. Sharematch
Ordinary Shares cannot normally be disposed of for a period of three years after
the award date.
2. it
received notification on 10 September 2009 from Dr F B Humer, a director of the
Company, that he had purchased 830 Ordinary Shares on 10 September 2009 under an
arrangement with the Company, whereby he has agreed to use an amount of £8,000 each month, net
of tax, from his director's fees to purchase Ordinary Shares. Dr Humer
has agreed to retain the Ordinary Shares while he remains a director of the
Company.
The
Ordinary Shares were purchased at a price per share of £9.58.
3. it
received notification on 10 September 2009 from Mr H T Stitzer, a director of
the Company, that he had purchased 104 Ordinary Shares on 10 September 2009
under an arrangement with the Company, whereby he has agreed to use an amount of £1,000
each month, net of tax, from his director's fees to purchase Ordinary
Shares.
The Ordinary Shares
were purchased at a price per share of £9.58.
4. it
received notification on 18 August 2009 from Ms D Mahlan, a PDMR, that she holds
1,308.77 American Depositary Shares in the Company (`ADS')* in her 401 stock
fund.
As a
result of the above transactions, interests of directors and PDMRs in the
Company's Ordinary Shares (excluding options, awards under the Company's LTIPs
and interests as potential beneficiaries of the Company's Employee Benefit
Trusts) are as follows:
Name
of Director
|
Number
of Ordinary Shares
|
|
|
Dr
F B Humer
|
16,102
|
|
|
N C
Rose
|
453,957
|
|
|
H T
Stitzer
|
7,026
|
|
|
P S
Walsh
|
719,938
|
Name
of PDMR
|
Number
of Ordinary Shares
|
|
|
N
Blazquez
|
43,360
|
|
|
S
Fletcher
|
152,097
|
|
|
D
Gosnell
|
59,551
|
|
|
J
Grover
|
149,699
|
|
|
A
Morgan
|
176,805
|
|
|
G
Williams
|
243,975
(of which 5,992 are held as ADS*)
|
|
|
I
Wright
|
30,172
|
|
Number
of ADSs*
|
|
|
D
Mahlan
|
3,526.48
|
|
|
P D
Tunnacliffe
|
|
|
|
Company
Secretary
|
|
|
|
10
September 2009
|
|
*1 ADS is
the equivalent of 4 Ordinary Shares.
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
13:48
14-Sep-2009
|
Number
|
91347-2E4F
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 5,112
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,219,248 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,699,861.
14
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Annual
Report and Accounts
|
Released
|
15:51
14-Sep-2009
|
Number
|
91550-6319
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
CHAPTER
9 PARAGRAPH 9.6.1 OF
|
THE
LISTING RULES
and
PARAGRAPH
6.1.2 OF THE DISCLOSURE AND TRANSPARENCY RULES
Diageo
plc (the 'Company') announces that in accordance with paragraph 9.6.1 of the
Listing Rules, two original copies of the Annual Report and Summary Review for
the year ended 30 June 2009 have been lodged today with the UK Listing Authority
for publication through the Document Viewing Facility, together with the
following documents:
* Notice
of 2009 Annual General Meeting
* Form of
Proxy/Letter of Direction/Electronic Communications card; and
*
Corporate Citizenship Report 2009
Shareholder
documents can be accessed on the Company's website, at www.diageo.com
The
Company further announces that in accordance with paragraph 6.1.2 of the
Disclosure and Transparency Rules, two copies of its Articles of Association
showing the amendments to be proposed at the Company's forthcoming Annual
General Meeting on 14 October 2009 have been lodged today with the UK Listing
Authority for publication through the Document Viewing Facility.
P D
Tunnacliffe
Company
Secretary
14
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
13:26
16-Sep-2009
|
Number
|
91325-0A50
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 3,209
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,216,039 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,703,070.
16
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
15:33
17-Sep-2009
|
Number
|
91531-A3B6
|
TO: Regulatory
Information Service
PR
Newswire
RE: Paragraph
3.1.4 of the Disclosure and Transparency Rules
The
notifications listed below were received under Paragraph 3.1.2 of the Disclosure
and Transparency Rules.
Diageo
plc (the 'Company') announces that:
1) the
directors shown below were today granted the following options over the
Company's ordinary shares of 28 101/108 pence ('Ordinary Shares') under the
Company's Senior Executive Share Option Plan (the 'SESOP'), approved by
shareholders on 15 October 2008:
Name
of Director
|
No.
of Ordinary Shares
|
|
|
N C
Rose
|
265,099
|
|
|
P S
Walsh
|
454,963
|
2) the
Persons Discharging Managerial Responsibilities ('PDMR') shown below were today
granted the following options over Ordinary Shares or American Depositary Shares
('ADS') under the SESOP:
Name
of PDMR
|
No.
of Ordinary Shares
|
|
|
R
Anderson
|
86,659
|
|
|
N
Blazquez
|
65,126
|
|
|
A
Fennell
|
85,346
|
|
|
S
Fletcher
|
116,859
|
|
|
G
Ghostine
|
91,513
|
|
|
D
Gosnell
|
69,327
|
|
|
J
Grover
|
93,487
|
|
|
A
Morgan
|
128,151
|
|
|
G
Williams
|
105,042
|
|
|
I
Wright
|
55,672
|
|
|
|
No.
of ADS*
|
|
|
D
Mahlan
|
20,790
|
|
|
I
Menezes
|
57,916
|
|
|
R
Millian
|
21,384
|
|
|
T
Proctor
|
42,709
|
|
|
L
Schwartz
|
22,770
|
Each
option was granted at a price of £9.52 per Ordinary Share (or $63.13 per ADS)
and is exercisable between 17 September 2012 and 16 September 2019, subject to
the satisfaction of performance criteria.
3) the
directors shown below today acquired an interest in Ordinary Shares in the form
of awards under the Company's Performance Share Plan (the 'PSP'), approved by
shareholders on 15 October 2008, as follows:
Name
of Director
|
No.
of Ordinary Shares
|
|
|
N C
Rose
|
226,599
|
|
|
P S
Walsh
|
486,111
|
4) the
PDMRs shown below today acquired an interest in Ordinary Shares or ADSs in the
form of awards under the PSP, as follows:
Name
of PDMR
|
No.
of Ordinary Shares
|
|
|
R
Anderson
|
83,333
|
|
|
N
Blazquez
|
52,188
|
|
|
A
Fennell
|
82,070
|
|
|
S
Fletcher
|
112,373
|
|
|
G
Ghostine
|
88,001
|
|
|
D
Gosnell
|
83,333
|
|
|
J
Grover
|
89,898
|
|
|
A
Morgan
|
123,232
|
|
|
G
Williams
|
101,010
|
|
|
I
Wright
|
44,612
|
|
|
|
No.
of ADS*
|
|
|
D
Mahlan
|
20,345
|
|
|
I
Menezes
|
50,378
|
|
|
R
Millian
|
20,926
|
|
|
T
Proctor
|
37,151
|
|
|
L
Schwartz
|
22,282
|
The
performance period commenced on 1 July 2009 and, subject to the rules of the PSP
and the satisfaction of performance conditions, the awards will vest in
September 2012.
5) the
directors and Persons Discharging Managerial Responsibilities ('PDMR') shown
below, together with other eligible employees, were today awarded ordinary
shares of 28 101/108 pence ('Ordinary Shares') under the Diageo
Share
Incentive
Plan (the 'SIP'), an Inland Revenue approved plan operated by Diageo Group
companies for the benefit of employees of the Company and its
subsidiaries:
Name
of Director
|
No.
of Ordinary Shares
|
|
|
N C
Rose
|
315
|
|
|
P S
Walsh
|
315
|
|
|
Name
of PDMR
|
No.
of Ordinary Shares
|
|
|
R
Anderson
|
315
|
|
|
N
Blazquez
|
315
|
|
|
A
Fennell
|
315
|
|
|
S
Fletcher
|
315
|
|
|
D
Gosnell
|
315
|
|
|
J
Grover
|
315
|
|
|
A
Morgan
|
315
|
|
|
G
Williams
|
315
|
|
|
I
Wright
|
315
|
The
Ordinary Shares were awarded at no cost to Plan participants ('Freeshares'), to
a value based on a percentage of the participant's salary on 30 June 2009 and
the Company's profits for the financial year ended 30 June 2009, subject to a
maximum per SIP participant of £3,000 in value per tax year. Freeshares are
awarded annually and cannot normally be disposed of for a period of three years
after the award date.
6) it
received notification today from Ms Peggy Bruzelius, a director, that she had
today purchased 5,000 Ordinary Shares, at a price per share of
£9.75.
As a
result of the above, the directors' and PDMRs' interests in the Company's
Ordinary Shares (excluding options, awards under the Company's LTIPs and
interests as potential beneficiaries of Diageo group employee share trusts) are
as follows:
Name
of Director
|
No.
of Ordinary Shares
|
|
|
P B
Bruzelius
|
5,000
|
|
|
N C
Rose
|
454,272
|
|
|
P S
Walsh
|
720,253
|
|
|
Name
of PDMR
|
|
|
|
R
Anderson
|
45,199
(of which 9,584 are held in the form of ADS*)
|
|
|
N
Blazquez
|
43,675
|
|
|
A
Fennell
|
17,164
|
|
|
S
Fletcher
|
152,412
|
|
|
G
Ghostine
|
39,966
(of which 32,708 are held in the form of ADS*)
|
|
|
D
Gosnell
|
59,866
|
|
|
J
Grover
|
150,014
|
|
|
I
Menezes
|
319,541
(of which 226,543 are held in the form of ADS*)
|
|
|
A
Morgan
|
177,120
|
|
|
G
Williams
|
244,290
(of which 5,992 are held in the form of ADS*)
|
|
|
I
Wright
|
30,487
|
|
|
|
No.
of ADS*
|
|
|
D
Mahlan
|
3,526
|
|
|
R
Millian
|
9,693
|
|
|
T
Proctor
|
38,056
|
|
|
L
Schwartz
|
4,135
|
*1 ADS is
the equivalent of 4 Ordinary Shares.
P D
Tunnacliffe
Company
Secretary
17
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Publication
of Prospectus
|
Released
|
07:00
21-Sep-2009
|
Number
|
3467Z07
|
RNS
Number : 3467Z
Diageo
PLC
18
September 2009
Publication
of Prospectus
Diageo
PLC
21
September 2009
Diageo
plc today announces that, as part of its annual renewal of its European debt
issuance facilities, the following prospectus was approved by the United Kingdom
Listing Authority on 18 September 2009 and is available for
viewing:
Programme
for the Issuance of Debt Instruments of Diageo plc, as Issuer and Guarantor,
Diageo Finance plc, as Issuer and Diageo Capital B.V., as Issuer.
To view
the full document, please paste the following URL into the address bar of your
browser.
http://www.rns-pdf.londonstockexchange.com/rns/3467Z_1-2009-9-18.pdf
For
further information, please contact:
Investor
Relations
The Debt
Instruments covered hereby have not been and will not be registered under the
United States Securities Act of 1933, as amended (the "Securities Act") and may not be offered
or sold within the United States or to or for the account or benefit of U.S.
persons (i) as part of their distribution at any time or (ii) otherwise until
forty days after the completion of the distribution of the Tranche of
Instruments of which such Instruments are a part, as determined and certified by
the Dealer or Dealers named in the relevant prospectus, as the case may be,
except in either case in accordance with Regulation S under the Securities Act.
Terms used above have the meaning given to them by Regulation S.
DISCLAIMER
- INTENDED ADDRESSEES
Please
note that the information contained in the Prospectus may be addressed to and/or
targeted at persons who are residents of particular countries (specified in the
Prospectus) only and is not intended for use and should not be relied upon by
any person outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information contained in
the Prospectus you must ascertain from the Prospectus whether or not you are
part of the intended addressees of the information contained
therein.
Your
right to access this service is conditional upon complying with the above
requirement.
This
information is provided by RNS
The
company news service from the London Stock Exchange
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
14:41
22-Sep-2009
|
Number
|
91440-FFCE
|
TO:
Regulatory
Information Service
PR
Newswire
RE:
Paragraph 3.1.4 of the Disclosure and Transparency Rules and
Paragraph
12.6.4 of
the Listing Rules
The
notifications listed below were received under Paragraph 3.1.2 of the Disclosure
and Transparency Rules and Paragraph 12.6.4 of the Listing Rules.
Diageo
plc (the 'Company') announces that:
1) on 21
September 2009 it received the following notifications from the trustee of the
Diageo No 2 Employees' Benefit Trust (the `Employee Benefit Trust') as detailed
below. The Employee Benefit Trust is a discretionary trust for the benefit of
employees of the Company and its subsidiaries.
a)
Appleby Trust (Jersey) Limited, as trustee of the Employee Benefit Trust (the
`Trustee'), had today, released 10,215 ordinary shares of 28 101/108 pence of
the Company (Ordinary Shares') to Andrew Fennell, a Person Discharging
Managerial Responsibility (`PDMR'), under the Diageo Incentive Plan (the `DIP').
The award was made on 20 September 2005. The balance of the award
lapsed.
b) the
Trustee had today sold 4,189 Ordinary Shares to meet the requirement to
reimburse the Company for PAYE tax and National Insurance/social security
liabilities on awards released under the DIP on behalf of Mr Fennell, a PDMR. Mr
Fennell retains beneficial ownership of the balance of 6,026 Ordinary
Shares.
2) on 21
September 2009 it received notification that Ivan Menezes, a PDMR, received
12,432 American Depositary Shares (`ADS') under the DIP. The award was made on
19 September 2006.
On 21
September 2009, Mr Menezes sold 5,291 ADSs to meet the requirement to reimburse
the Company for PAYE tax and National Insurance/social security liabilities on
awards released under the DIP. He subsequently sold 6,141 ADSs at a price per
ADS of $63.482, and retains beneficial ownership of the balance of 1,000
ADSs.
3) on 22
September 2009 it received notification that Paul Walsh, a director, exercised
an option on 22 September 2009 over 100,000 Ordinary Shares granted on 10
October 2003 at a price per share of £6.49 under the Company's Senior Executive
Share Option Plan ('SESOP').
Mr Walsh
subsequently sold 99,000 Ordinary Shares, on 22 September 2009, at a price per
share of £9.853, and retains beneficial ownership of the balance of 1,000
Ordinary Shares.
As a
result of the above release of awards the interests of these directors and PDMRs
in the Company's Ordinary Shares and ADSs (excluding options, awards under the
Company's LTIPs and interests as potential beneficiaries of the Company's
Employee Benefit Trusts) are as follows:
Name
of PDMR
|
Number
of Ordinary Shares
|
|
|
Andrew
Fennell
|
23,190
|
|
|
Ivan
Menezes
|
323,541
(230,543 held as ADSs*)
|
|
|
Name
of director
|
|
|
|
Paul
Walsh
|
721,253
|
3) the
award made on 19 September 2006 under the Company's Long Term Incentive Plan
(now called the Total Shareholder Return Plan) (the 'Plan'), approved by
shareholders on 11 August 1998, had lapsed.
4) on 21
September 2009 it released from treasury 90,896 Ordinary Shares, to satisfy
grants made under employee share plans. The average price at which these
Ordinary Shares were released from treasury was 976.71 pence per
share.
Following
this release, the Company holds 254,125,143 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,793,966.
*1 ADS is
the equivalent of 4 Ordinary Shares.
P D
Tunnacliffe
Company
Secretary
22
September 2009
END
Company
|
Diageo PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:30
23-Sep-2009
|
Number
|
91429-F764
|
TO: Regulatory
Information Service
PR
Newswire
RE: PARAGRAPH
12.6.4 OF THE LISTING RULES
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 17,864
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,107,279 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,811,830.
23
September 2009
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
10:36
30-Sep-2009
|
Number
|
91034-742E
|
TO:
Regulatory Information Service
PR
Newswire
RE:
Paragraph 3.1.4 of the Disclosure and Transparency Rules
The
notifications listed below were received under Paragraph 3.1.2 of the Disclosure
and Transparency Rules.
Diageo
plc (the 'Company') announces that on 30 September 2009 it received
notification:
1) that
Gareth Williams, a person discharging managerial responsibility ('PDMR'),
exercised an option on 23 September 2009 over 49,847 ordinary shares of 28
101/108 pence each ('Ordinary Share') granted on 11 October 2004 at a price per
share of £7.07 under the Company's Senior Executive Share Option Plan
('SESOP').
Mr
Williams subsequently sold 49,487 Ordinary Shares, on 23 September 2009, at a
price per share of £9.80.
2) that
Ian Wright, a PDMR, sold 7,500 Ordinary Shares at a price per share of
£9.65.
As a
result of the above transaction the interests of Mr Williams and Mr Wright's in
the Company's Ordinary Shares and American Depositary Shares ('ADS') (excluding
options, awards under the Company's LTIPs and interests as potential
beneficiaries of the Company's Employee Benefit Trusts) are:
|
No.
of Ordinary Shares
|
|
|
Mr
Williams
|
244,290
(of which 5,992 are held in the form of ADS*s)
|
|
|
Mr
Wright
|
22,987
|
*1 ADS is
the equivalent of 4 Ordinary Shares.
P D
Tunnacliffe
Company
Secretary
30
September 2009
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
11:53
30-Sep-2009
|
Number
|
91152-A4AB
|
TO: Regulatory
Information Service
PR
Newswire
RE: PARAGRAPH
12.6.4 OF THE LISTING RULES
Diageo
plc - Transaction in Own Shares
Diageo
plc (the 'Company') announces that today, it released from treasury 5,276
ordinary shares of 28 101/108 pence each ('Ordinary Shares'), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 254,102,003 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,499,817,106.
30
September 2009
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Total
Voting Rights
|
Released
|
11:54
30-Sep-2009
|
Number
|
91154-C2E7
|
TO: Regulatory
Information Service
PR
Newswire
RE:
Paragraph 5.6.1 of the Disclosure and Transparency Rules
Diageo
plc - Voting Rights and Capital
In
conformity with Paragraph 5.6.1 of the Disclosure and Transparency Rules Diageo
plc (the 'Company') would like to notify the market of the
following:
The
Company's issued capital consists of 2,753,919,109 ordinary shares of 28 101/108
pence each ('Ordinary Shares') with voting rights, which includes 254,102,003
Ordinary Shares held in Treasury.
Therefore,
the total number of voting rights in the Company is 2,499,817,106 and this
figure may be used by shareholders as the denominator for the calculations by
which they will determine if they are required to notify their interest in, or a
change to their interest in, the Company under the FSA's Disclosure and
Transparency Rules.
30
September 2009
END