List
identifying information required to be furnished
by
Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The
Securities Exchange Act 1934
1
– 30 April 2010
Information
|
Required
by/when
|
|
|
Public
Announcements/Press
|
The
Stock Exchange, London
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(07
April 2010)
|
|
Announcement
Mr
Gostine, a PDMR, informs the Company of his beneficial
interests.
(16
April 2010)
|
Announcement
Dr
Humer, Mr Rose and Mr Williams – a person discharging managerial
responsibility (“PDMR”) – inform the company of their beneficial
interests.
(07
April 2010)
|
|
Announcement
Company
announces PDMRs had informed the Company of their beneficial
interests.
(19
April 2010)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(09
April 2010)
|
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(21
April 2010)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(12
April 2010)
|
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(23
April 2010)
|
Announcement
Company
notified of transactions in respect of the Diageo Share Incentive Plan and
Messrs Walsh, Rose and PDMRs inform the Company of their interests
therein.
Dr
Humer and Mr Stitzer inform the Company of their beneficial
interests.
(12
April 2010)
|
|
Announcement
Company
released shares from treasury to satisfy grants made under employee share
plans.
(29
April 2010)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(14
April 2010)
|
|
Announcement
Company
released shares from treasury to satisfy grants made under employee share
plans.
(30
April 2010)
|
Announcement
Company
releases shares from treasury to satisfy grants made under employee share
plans.
(16
April 2010)
|
|
Announcement
Company
announces total voting rights.
(30
April 2010))
|
FORM
6-K
SECURITIES
AND EXCHANGE COMMISSION
Report
of Foreign Issuer
Pursuant
to Rule 13a-16 or 15d-16 of
the
Securities Exchange Act of 1934
Diageo
plc
(Translation
of registrant's name into English)
Lakeside
Drive, Park Royal, London, NW10 7HQ
(Address
of principal executive offices)
indicate
by check mark whether the registrant files or will file annual reports under
cover Form 20-F or Form 40-F
indicate
by check mark whether the registrant by furnishing the information contained in
this Form is also thereby furnishing the information to the Commission pursuant
to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
If "Yes"
is marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b):82 _______
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorised.
|
Diageo
plc
|
|
|
|
(Registrant)
|
|
|
Date:
24.05.10
|
By:
|
/s/
C Kynaston
|
|
Name:
|
Claire
Kynaston
|
|
Title:
|
Assistant
Company Secretary
|
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
15:45
07-Apr-2010
|
Number
|
01544-ED0C
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 55,318
ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,947,455 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,504,999,350.
7 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
15:56
07-Apr-2010
|
Number
|
01555-B6DA
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
Paragraph
3.1.4 of the Disclosure and Transparency
Rules
|
The
notification listed below was received under Paragraph 3.1.2 of the Disclosure
and Transparency Rules.
Diageo
plc (the "Company") announces that it received notification today that the
following directors and Person Discharging Managerial Responsibilities ("PDMR"),
as participants in the Diageo Dividend Reinvestment Plan (the "Plan") had
received ordinary shares of 28 101/108 pence in the Company ("Ordinary Shares")
in lieu of the interim dividend paid on 6 April 2010 as follows:
Name of Director
|
|
Number of Ordinary Shares
|
|
|
|
Dr
FB Humer
|
|
214
|
|
|
|
NC
Rose
|
|
6,007
|
|
|
|
Name
of PDMR
|
|
|
|
|
|
G
Williams*
|
|
28
|
The
Ordinary Shares were purchased on 6 April 2010 (with a settlement date of 9
April 2010) at an average price of £11.33.
As a
result of the above transaction, these directors' and PDMR's interests in the
Company's Ordinary Shares (excluding options, awards under the Company's LTIPs
and interests as potential beneficiaries of the Company's employee benefit
trusts) have increased as follows:
Name of Director
|
|
Number of Ordinary Shares
|
|
|
|
Dr
FB Humer
|
|
21,198
|
|
|
|
NC
Rose
|
|
478,827
|
|
|
|
Name
of PDMR
|
|
Number
of Ordinary Shares
|
|
|
|
G
Williams
|
|
216,743
(of which 6,088 are held in the
form
of
ADS**)
|
P D
Tunnacliffe
Company
Secretary
7 April
2010
* In
respect of shares held by his son David Rhys Williams.
**1 ADS
is the equivalent of 4 Ordinary Shares.
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:24
09-Apr-2010
|
Number
|
01424-8FE7
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 71,050
ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,876,405 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,070,400.
9 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
12:42
12-Apr-2010
|
Number
|
01241-0098
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 536 ordinary
shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants made under
employee share plans. The average price at which these Ordinary Shares were
released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,875,869 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,070,936.
12 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
12:50
12-Apr-2010
|
Number
|
01249-DC6D
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
3.1.4 OF THE DISCLOSURE AND TRANSPARENCY
RULES
|
The
notifications listed below were all received under Paragraph 3.1.2 of the
Disclosure and Transparency Rules.
Diageo
plc (the "Company") announces that:
1. it
received notification on 12 April 2010 of the following allocations of ordinary
shares of 28 101/108 pence each in the Company ("Ordinary Shares") under the
Diageo Share Incentive Plan (the "Plan"), namely:
(i) the
following directors of the Company were allocated Ordinary Shares on 12 April
2010 under the Plan, by Diageo Share Ownership Trustees Limited (the
"Trustee"):
Name
of Director
|
|
Number
of Ordinary Shares
|
|
|
|
N C
Rose
|
|
16
|
|
|
|
P S
Walsh
|
|
16
|
(ii) the
following Persons Discharging Managerial Responsibilities ("PDMR") were
allocated Ordinary Shares on 12 April 2010 under the Plan, by the
Trustee:
Name
of PDMR
|
|
Number
of Ordinary Shares
|
|
|
|
N
Blazquez
|
|
16
|
|
|
|
S
Fletcher
|
|
16
|
|
|
|
D
Gosnell
|
|
16
|
|
|
|
J
Grover
|
|
16
|
|
|
|
A
Morgan
|
|
16
|
|
|
|
G
Williams
|
|
16
|
|
|
|
I
Wright
|
|
16
|
The
number of Ordinary Shares allocated comprises those purchased on behalf of the
employee using an amount which the employee has chosen to have deducted from
salary ("Sharepurchase") and those awarded to the employee by the Company
("Sharematch") on the basis of one Sharematch Ordinary Share for every two
Sharepurchase Ordinary Shares.
The
Sharepurchase Ordinary Shares were purchased and the Sharematch Ordinary Shares
were awarded at a price per share of £11.39.
The
Ordinary Shares are held by the Trustee and in the name of the Trustee.
Sharepurchase Ordinary Shares can normally be sold at any time. Sharematch
Ordinary Shares cannot normally be disposed of for a period of three years after
the award date.
2. it
received notification on 12 April 2010 from Dr F B Humer, a director of the
Company, that he had purchased 698 Ordinary Shares on 12 April 2010 under an
arrangement with the Company, whereby he has agreed to use an amount of £ 8,000
each month, net of tax, from his director's fees to purchase Ordinary Shares. Dr
Humer has agreed to retain the Ordinary Shares while he remains a director of
the Company.
The
Ordinary Shares were purchased at a price per share of £11.39.
3. it
received notification on 12 April 2010 from Mr H T Stitzer, a director of the
Company, that he had purchased 87 Ordinary Shares on 12 April 2010 under an
arrangement with the Company, whereby he has agreed to use an amount of £1,000
each month, net of tax, from his director's fees to purchase Ordinary
Shares.
The
Ordinary Shares were purchased at a price per share of £11.39.
As a
result of the above transactions, interests of directors and PDMRs in the
Company's Ordinary Shares (excluding options, awards under the Company's LTIPs
and interests as potential beneficiaries of the Company's Employee Benefit
Trusts) are as follows:
Name
of Director
|
|
Number
of Ordinary Shares
|
|
|
|
Dr
F B Humer
|
|
21,896
|
|
|
|
N C
Rose
|
|
478,843
|
|
|
|
H T
Stitzer
|
|
7,690
|
|
|
|
P S
Walsh
|
|
728,378
|
|
|
|
Name
of PDMR
|
|
Number
of Ordinary Shares
|
|
|
|
N
Blazquez
|
|
44,826
|
|
|
|
S
Fletcher
|
|
167,624
|
|
|
|
D
Gosnell
|
|
65,110
|
|
|
|
J
Grover
|
|
154,030
|
|
|
|
A
Morgan
|
|
179,918
|
|
|
|
G
Williams
|
|
216,759
(of which 6,088 are held as ADS *)
|
|
|
|
I
Wright
|
|
24,716
|
P D
Tunnacliffe
Company
Secretary
12 April
2010
*1
American Depositary Share ("ADS") is the equivalent of 4 Ordinary
Shares.
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:11
14-Apr-2010
|
Number
|
01410-6784
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from
treasury 65,713 ordinary shares of 28101/108 pence each ("Ordinary
Shares"), to satisfy grants made under employee share plans. The average price
at which these Ordinary Shares were released from treasury was 976.71 pence per
share.
Following
this release, the Company holds 248,810,156 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,136,649.
14 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
13:48
16-Apr-2010
|
Number
|
01323-011A
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 56,333
ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,753,823 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,192,982.
16 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
13:51
16-Apr-2010
|
Number
|
01349-673A
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
Paragraph
3.1.4 of the Disclosure and Transparency
Rules
|
The
notification listed below was received under Paragraph 3.1.2 of the Disclosure
and Transparency Rules.
Diageo
plc (the "Company") announces that it received notification today that Gilbert
Ghostine, a person discharging managerial responsibilities ("PDMR"), exercised
options on 16 April 2010 over 31,613 ordinary shares of 28 101/108 pence each in
the Company ("Ordinary Shares") granted on 10 October 2004 at a price per share
of £7.07 under the Company's Executive Share Option Plan and over 20,933
Ordinary Shares granted on 20 September 2005 at a price per share of £8.15 under
the Company's Senior Executive Share Option Plan.
Mr
Ghostine subsequently sold 52,020 Ordinary Shares on 16 April 2010, at a price
per share of £11.54. Mr Ghostine retains the balance of 526 Ordinary
Shares.
As a
result of the above transactions the interests of Mr Ghostine in the Company's
Ordinary Shares and American Depositary Shares ("ADS") (excluding options,
awards under the Company's LTIPs and interests as a potential beneficiary of the
Company's Employee Benefit Trusts) has increased to 40,564 (of which 32,780 are
held as ADS*).
P D
Tunnacliffe
Company
Secretary
16 April
2010
*1 ADS is
the equivalent of 4 Ordinary Shares.
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Director/PDMR
Shareholding
|
Released
|
15:00
19-Apr-2010
|
Number
|
01459-D421
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
Paragraph
3.1.4 of the Disclosure and Transparency
Rules
|
The
notification below was received under Paragraph 3.1.2 of the Disclosure and
Transparency Rules.
Diageo
plc (the "Company") announces that it received notification on 16 April 2010
that the following Persons Discharging Managerial Responsibilities ("PDMR"), as
participants in the dividend reinvestment programme connected with the Company's
US Employee Stock Purchase Plan (also known as the US Sharevalue Plan), received
American Depository Shares ("ADS") in lieu of the Company's interim dividend
paid on 12 April 2010, as follows:
Name
of PDMR
|
|
Number
of ADSs*
|
|
|
|
G
Ghostine
|
|
14
|
|
|
|
D
Mahlan
|
|
32
|
|
|
|
I
Menezes
|
|
54
|
|
|
|
R
Millian
|
|
20
|
|
|
|
T
Proctor
|
|
35
|
|
|
|
L
Schwartz
|
|
40
|
|
|
|
G
Williams
|
|
14
|
The ADSs
were purchased on 12 April 2010 at a price of $71.77 per ADS.
As a
result of the above transactions, the interests of PDMRs in the Company's
ordinary shares of 28 101/108 pence ("Ordinary Shares") (excluding options,
awards under the Company's LTIPs and interests as potential beneficiaries of the
Company's Employee Benefit Trusts) have increased as follows:
|
|
Number
of Ordinary Shares
|
|
|
|
G
Ghostine
|
|
40,620
(of which 32,836 are held in the form of ADS*)
|
|
|
|
I
Menezes
|
|
325,468
(of which 232,470 are held in the form of ADS*)
|
|
|
|
G
Williams
|
|
216,815
(of which 6,144 are held in the form of ADS*)
|
|
|
|
|
|
Number
of ADSs*
|
|
|
|
D
Mahlan
|
|
4,046
|
|
|
|
R
Millian
|
|
9,833
|
|
|
|
T
Proctor
|
|
38,484
|
|
|
|
L
Schwartz
|
|
4,731
|
*1 ADS is
the equivalent of 4 Ordinary Shares.
P D
Tunnacliffe
Company
Secretary
19 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
15:02
21-Apr-2010
|
Number
|
01501-F8B4
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 25,873
ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,727,950 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,218,855.
21 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
15:28
23-Apr-2010
|
Number
|
01525-268D
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 12,492
ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,715,458 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,231,347.
23 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
07:00
29-Apr-2010
|
Number
|
01648-CF14
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that on 28 April 2010, it released from treasury
15,318 ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy
grants made under employee share plans. The average price at which these
Ordinary Shares were released from treasury was 976.71 pence per
share.
Following
this release, the Company holds 248,700,140 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,246,665.
29 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Transaction
in Own Shares
|
Released
|
14:07
30-Apr-2010
|
Number
|
01406-EF0B
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
PARAGRAPH
12.6.4 OF THE LISTING RULES
|
Diageo
plc - Transaction in Own Shares
Diageo
plc (the "Company") announces that today, it released from treasury 7,029
ordinary shares of 28101/108 pence each ("Ordinary Shares"), to satisfy grants
made under employee share plans. The average price at which these Ordinary
Shares were released from treasury was 976.71 pence per share.
Following
this release, the Company holds 248,693,111 Ordinary Shares as treasury shares
and the total number of Ordinary Shares in issue (excluding shares held as
treasury shares) is 2,505,253,694.
30 April
2010
END
Company
|
Diageo
PLC
|
TIDM
|
DGE
|
Headline
|
Total
Voting Rights
|
Released
|
14:08
30-Apr-2010
|
Number
|
01407-077E
|
TO:
|
Regulatory
Information Service
|
PR
Newswire
RE:
|
Paragraph
5.6.1 of the Disclosure and Transparency
Rules
|
Diageo
plc - Voting Rights and Capital
In
conformity with Paragraph 5.6.1 of the Disclosure and Transparency Rules Diageo
plc (the "Company") would like to notify the market of the
following:
The
Company's issued capital consists of 2,753,946,805 ordinary shares of 28 101/108
pence each ("Ordinary Shares") with voting rights, which includes 248,693,111
Ordinary Shares held in Treasury.
Therefore,
the total number of voting rights in the Company is 2,505,253,694 and this
figure may be used by shareholders as the denominator for the calculations by
which they will determine if they are required to notify their interest in, or a
change to their interest in, the Company under the FSA's Disclosure and
Transparency Rules.
30 April
2010
END