1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(8)
|
02/14/2022 |
Common Stock
|
6,909
|
$
58.85
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(9)
|
02/23/2021 |
Common Stock
|
5,229
|
$
59.26
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(10)
|
02/22/2020 |
Common Stock
|
13,832
|
$
27.37
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(11)
|
02/17/2019 |
Common Stock
|
15,637
(13)
|
$
11.75
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(11)
|
02/17/2019 |
Common Stock
|
27,798
(14)
|
$
11.75
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(12)
|
02/22/2018 |
Common Stock
|
4,213
(15)
|
$
42.39
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments, beginning on February 14, 2013. |
(2) |
Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings, Inc., on May 25, 2014. |
(3) |
Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments. The first installment vested on February 23, 2012, and the next two installments will vest on February 23, 2013 and February 23, 2014. |
(4) |
Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments. The first installment vested on February 22, 2011, and the second installment vested on February 22, 2012. The final installment will vest on February 22, 2013. |
(5) |
Pursuant Restricted Stock Units from previous grants (including those grants listed above) that have vested as of March 29, 2012. |
(6) |
Total represents only those Restricted Stock Units that have not vested as of March 29, 2012. Restricted Stock Units that have vested are included in the total of vested Restricted Stock Units below. See footnotes (5) and (7). |
(7) |
Total includes Restricted Stock Units from previous grants (including those grants listed above) that have vested as of March 29, 2012, less Restricted Stock Units sold to cover the taxes due upon vesting. |
(8) |
Stock Options vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments, beginning on February 14, 2013. |
(9) |
Stock Options vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments. The first installment vested on February 23, 2012, and the next two installments will vest on February 23, 2013 and February 23, 2014. |
(10) |
Stock Options vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments. The first installment vested on February 22, 2011, and the second installment vested on February 22, 2012. The final installment will vest on February 22, 2013. |
(11) |
Stock Options vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments. All installments were vested as of February 17, 2012. |
(12) |
Stock Options vest, subject to the individual's continued employment with WABCO Holdings, Inc., in three equal installments. All installments were vested as of February 22, 2011. |
(13) |
23,455 Stock Options initially granted. 7,818 Stock Options have since been exercised. |
(14) |
41,697 Stock Options initially granted. 13,899 Stock Options have since been exercised. |
(15) |
12,638 Stock Options initially granted. 8,425 Stock Options have since been exercised. |