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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 6)*
BroadVision Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
111412 10 2 (CUSIP Number) |
December 31, 2004
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1745 (3-98)
CUSIP No. 111412 10 2 | 13G | Page 2 of 6 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY)
Pehong Chen |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 SOLE VOTING POWER
7,215,773* 6 SHARED VOTING POWER
0 7 SOLE DISPOSITIVE POWER
7,215,773* 8 SHARED DISPOSITIVE POWER
0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,215,773* |
|||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6% |
|||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN |
* | Includes 5,874,985 shares held by Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 and 1,340,788 shares issuable upon exercise of options within 60 days of December 31, 2004. |
Page 2 of 6 pages
CUSIP No. 111412 10 2 | 13G | Page 3 of 6 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY)
Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
California |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 SOLE VOTING POWER
5,874,985 6 SHARED VOTING POWER
0 7 SOLE DISPOSITIVE POWER
5,874,985 8 SHARED DISPOSITIVE POWER
0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,874,985 |
|||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.4% |
|||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO |
Page 3 of 6 pages
Item 1. |
(a) |
Name of Issuer
BroadVision Inc. | ||||||
(b) |
Address of Issuers Principal Executive Offices
585 Broadway Redwood City, CA 94063 | |||||||
Item 2. |
(a) |
Name of Person Filing
Pehong Chen
Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 (the Trust) | ||||||
(b) |
Address of Principal Business Office or, if none, Residence
585 Broadway Redwood City, CA 94063 | |||||||
(c) |
Citizenship
Pehong Chen Trust |
USA California | ||||||
(d) |
Title of Class of Securities
Common Stock | |||||||
(e) |
CUSIP Number
111412 10 2 | |||||||
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable |
Page 4 of 6 pages
Item 4. |
Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||||||
(a) | Amount Beneficially Owned: | |||||||
Pehong Chen Trust |
7,215,773* 5,874,985 | |||||||
(b) | Percent of Class: | |||||||
Pehong Chen Trust |
20.6% 17.4% | |||||||
(c) | Number of shares as to which such person has: | |||||||
(i) | Sole power to vote or to direct the vote: | |||||||
Pehong Chen Trust |
7,215,773* 5,874,985 | |||||||
(ii) | Shared power to vote or to direct the vote: | |||||||
Pehong Chen Trust |
0 0 | |||||||
(iii) | Sole power to dispose or to direct the disposition of: | |||||||
Pehong Chen Trust |
7,215,773* 5,874,985 | |||||||
(iv) | Shared power to dispose or to direct the disposition of: | |||||||
Pehong Chen Trust |
0 0 | |||||||
* Includes 5,874,985 shares held by Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 and 1,340,788 shares issuable upon exercise of options within 60 days of December 31, 2004. | ||||||||
Item 5. |
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. | |||||||
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
Not Applicable | |||||||
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not Applicable | |||||||
Item 8. |
Identification and Classification of Members of the Group
Not Applicable | |||||||
Item 9. |
Notice of Dissolution of a Group
Not Applicable | |||||||
Item 10. |
Certification
Not Applicable |
Page 5 of 6 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 9, 2005 |
Date |
/s/ Pehong Chen |
Signature |
Pehong Chen |
Individually and as Trustee of The Chen Family Trust dated 1/15/93 |
Page 6 of 6 pages