Form 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): September 12, 2011

ADA-ES, INC.

(Name of registrant as specified in its charter)

 

Colorado   000-50216   84-1457385

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification Number)

8100 SouthPark Way, Unit B, Littleton, Colorado       80120

                (Address of principal executive offices)             (Zip Code)

Registrant’s telephone number, including area code:      (303) 734-1727

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 7.01    Regulation FD Disclosure.

ADA is holding investor presentations on September 12 and September 15, 2011. A copy of the presentation materials is attached hereto as exhibit 99.1.

Item 9.01.    Financial Statements and Exhibits

 

(d)  The following items are furnished as exhibits to this report:

 

99.1   September 2011 Investor Presentation.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: September 12, 2011

 

 

ADA-ES, Inc.

Registrant

 

/s/Mark H. McKinnies

Mark H. McKinnies

Senior Vice President and Chief Financial Officer

INDEX TO EXHIBITS

 

Exhibit No.    Description
99.1    September 2011 Investor Presentation.