Form 8-A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

APOLLO INVESTMENT CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   52-2439556
(State of incorporation or organization)   (I.R.S. Employer or Identification No.)

9 West 57th Street

New York, New York

  10019
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of each exchange on which

each class is to be registered

6.875% Senior Notes due 2043   The New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c), please check the following box.  x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective General Instruction A.(d), please check the following box.  ¨

Securities Act registration statement file number to which this form relates: 333-170519

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

The securities to be registered hereby are 6.875% senior notes due July 15, 2043 (the “Notes”) of Apollo Investment Corporation, a Maryland corporation (the “Company”).

For a description of the securities to be registered hereunder, reference is made to the information under the heading “Description of our Debt Securities” in the Company’s Prospectus dated September 14, 2012 included in the Registration Statement on Form N-2 (File No. 333-170519) (as amended from time to time, the “Registration Statement”) as filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933 (the “Securities Act”), and the information under the heading “Specific Terms of the Notes and the Offering” in the Company’s Prospectus Supplement dated June 10, 2013 as filed with the Commission on June 12, 2013 pursuant to Rule 497 under the Securities Act. The foregoing Prospectus and Prospectus Supplement are incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference herein.

Item 2. Exhibits.

 

Exhibit
No.

     
4.1    Indenture, dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee(1)
4.2    Second Supplemental Indenture, dated as of June 17, 2013, relating to the 6.875% Senior Notes due 2043, between the Company and U.S. Bank National Association, as trustee(2)
4.3    Form of 6.875% Senior Notes due 2043(3)

 

(1) Incorporated herein by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on October 9, 2012.
(2) Incorporated herein by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on June 17, 2013.
(3) Incorporated herein by reference to Exhibit 4.2 of the Company’s Current Report on Form 8-K filed on June 17, 2013.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

   

APOLLO INVESTMENT CORPORATION

(Registrant)

 

Dated: June 17, 2013     By:  

/s/ Joseph D. Glatt

    Name:   Joseph D. Glatt
    Title:   Vice President and Secretary

 

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Exhibit Index

 

Exhibit
No.

     
4.1    Indenture, dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee(1)
4.2    Second Supplemental Indenture, dated as of June 17, 2013, relating to the 6.875% Senior Notes due 2043, between the Company and U.S. Bank National Association, as trustee(2)
4.3    Form of 6.875% Senior Notes due 2043(3)

 

(1) Incorporated herein by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on October 9, 2012.
(2) Incorporated herein by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on June 17, 2013.
(3) Incorporated herein by reference to Exhibit 4.2 of the Company’s Current Report on Form 8-K filed on June 17, 2013.

 

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