form_8-k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO
SECTION
13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of
report (Date of earliest event reported): October 10,
2007
Tortoise
Capital Resources Corporation
(Exact
Name of Registrant as Specified in Its Charter)
Maryland
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1-33292
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20-3431375
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(State
or Other Jurisdiction of Incorporation)
|
(Commission
File Number)
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(IRS
Employer Identification No.)
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10801
Mastin Blvd., Suite 222, Overland Park, KS
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66210
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(913)
981-1020
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation
of
the registrant under any of the following provisions:
□ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
□ Soliciting
material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
□ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
2.02
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Results
of Operations and Financial
Condition.
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On
October 12, 2007, Tortoise Capital Resources Corporation (the “Company”) issued
a press release announcing its financial results for the quarter ended August
31, 2007. A copy of the press release is attached as Exhibit 99.1 to
this Form 8-K.
The
information in this Item 2.02, and Exhibit 99.1 to this Current Report on Form
8-K, shall not be deemed “filed” for the purposes of or otherwise subject to the
liabilities under Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), nor shall it be deemed incorporated by reference in any
filing of the Company under the Securities Act of 1933, as amended (the
“Securities Act”), or the Exchange Act, except as expressly set forth by
specific reference in such a filing.
Item
7.01
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Regulation
FD Disclosure.
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On
October 10, 2007, the Company announced that it would report its third fiscal
quarter results for the period ending August 31, 2007 on Friday, October 12,
2007 and that it would host a conference call at 10:30 a.m. CT on Monday,
October 15, 2007 to discuss its financial results. A copy of the
press release is attached as Exhibit 99.2 to this Form 8-K.
The
information in this Item 7.01 to this Current Report on Form 8-K, shall not
be
deemed “filed” for the purposes of or otherwise subject to the liabilities under
Section 18 of the Exchange Act, nor shall it be deemed incorporated by reference
in any filing of the Company under the Securities Act or the Exchange Act,
except as expressly set forth by specific reference in such a
filing.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
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99.1
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Press
Release dated October 12, 2007
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99.2
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Press
Release dated October 10, 2007
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SIGNATURES
Pursuant
to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report
to
be signed on its behalf by the undersigned hereunto duly
authorized.
TORTOISE
CAPITAL
RESOURCES CORPORATION
Dated: October
15,
2007 By: /s/
Terry Matlack
Terry
C.
Matlack
Chief
Financial
Officer
Exhibit
Index
Exhibit
No.
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Description
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99.1
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Press
Release dated October 12, 2007
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99.2
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Press
Release dated October 10, 2007
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