UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | 11/16/2010(2) | 11/19/2019 | Common Stock | 4 | $ 5.14 | D | Â |
Incentive Stock Option (right to buy) | 11/16/2010(2) | 11/19/2019 | Common Stock | 35,088 | $ 11.4 | D | Â |
Non-Qualified Stock Option (right to buy) | 11/16/2010(2) | 11/19/2019 | Common Stock | 31,243 | $ 5.14 | D | Â |
Non-Qualified Stock Option (right to buy) | 06/16/2012(3) | 05/01/2022 | Common Stock | 150,000 | $ 6.89 | D | Â |
Non-Qualified Stock Option (right to buy) | 11/16/2010(2) | 11/19/2019 | Common Stock | 27,412 | $ 11.4 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Strambi Michael 501 EDGEWOOD ROAD SAN MATEO, CA 94402 |
 |  |  CHIEF FINANCIAL OFFICER |  |
By: Loren E. Hillberg, by power of attorney For: Michael W. Strambi | 06/20/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These restricted stock units were granted on May 1, 2012 and vest quarterly commencing July 31, 2012 as to 1,250 shares per quarter, subject to the optionee's continued status as a service provider. |
(2) | This stock option was granted on August 3, 2010 and vests over four years. 1/4th of the shares subject to the option vested and became exercisable on November 16, 2010 and 1/48 of the shares subject to the option shall become vested at the end of each monthly period thereafter, subject to optionee's continued status as a service provider on such vest date. |
(3) | This stock option was granted on May 1, 2012 and vests over four years. 1/48 of the shares subject to the option shall become vested at the end of each monthly period thereafter, subject to optionee's continued status as a service provider on such vest date. |