SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 31, 2003
WINMILL & CO. INCORPORATED
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(Exact Name of Registrant as Specified in Charter)
Delaware 0-9667 13-1897916
(State or Other Jurisdiction of (Commission File Number) (IRS Employer
Incorporation) Identification No.)
11 Hanover Square New York, NY 10005
(Address of Principal Executive Offices) (ZIP Code)
Registrant's telephone number, including area code: (212) 785-0900
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
Item 9. Regulation FD Disclosure.
On May 15, 2003, Winmill & Co. Incorporated issued a press release
announcing financial results for the first quarter ended March 31, 2003. A copy
of the May 15 press release is attached hereto as Exhibit 99.1 and incorporated
herein by reference.
The information contained in this report on Form 8-K is being furnished pursuant
to Item 12 under Item 9 as directed by the Securities and Exchange Commission in
Release No. 34-47583 and shall not be deemed to be "filed" for the purposes of
Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that Section.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
WINMILL & CO. INCORPORATED
Date: May 15, 2003 /s/ Thomas B. Winmill
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Thomas B. Winmill
President
EXHIBIT INDEX
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Exhibit Number Exhibit Description
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99.1 Press release dated May 15, 2003
Exhibit 99.1
Winmill & Co. Incorporated Reports First Quarter Results
New York, NY, May 15, 2003. Winmill & Co. Incorporated (Nasdaq: WNMLA) today
announced its financial results for the first quarter ended March 31, 2003.
Three Months Ended March 31: 2003 2002
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Revenues before net realized and unrealized
(losses) gains from proprietary securities trading $ 375,529 $ 407,588
Total Revenue $ 152,123 $ 724,772
Net Income (loss) $ (112,070) $ 168,098
Average Shares
Basic 1,588,820 1,628,320
Diluted 1,588,820 1,628,925
Share Earnings
Basic $ (0.07) $ 0.10
Diluted $ (0.07) $ 0.10
Contact: William G. Vohrer
Treasurer
(212) 785-0900 ext. 279
[email protected]