SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 31, 2003
WINMILL & CO. INCORPORATED
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(Exact Name of Registrant as Specified in Charter)
Delaware 0-9667 13-1897916
(State or Other Jurisdiction of (Commission File Number) (IRS Employer
Incorporation) Identification No.)
11 Hanover Square New York, NY 10005
(Address of Principal Executive Offices) (ZIP Code)
Registrant's telephone number, including area code: 1-212-785-0900
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
Item 7. Financial Statements and Exihibits.
(c) Exhibits.
Exhibit No. Description of Exhibit
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99.1 Press Release, dated March 31, 2004 announcing its
financial results for the year ended December 31,
2003.
Item 12. Results of Operations and Financial Conditions.
On March 31, 2004, Winmill & Co. Incorporated (the "Company") issued a
press release announcing financial results for the year ended December 31, 2003.
A copy of the March 31, 2004 press release is attached hereto as Exhibit 99.1
and incorporated herein by reference.
The information contained in this report on Form 8-K (including the
exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be
"filed" for the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the "Exchange Act") or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any filing made by
the Company under the Securities Act of 1933, as amended or the Exchange Act,
except as expressly set forth by specific reference in such a filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
WINMILL & CO. INCORPORATED
Date: March 31, 2004 /s/ Thomas B. Winmill
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Thomas B. Winmill
President
EXHIBIT INDEX
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Exhibit Number Exhibit Description
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99.1 Press release dated March 31, 2004
Exhibit 99.1
Winmill & Co. Incorporated Announces
Financial Results for the Year Ended
December 31, 2003
New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its
financial results for the year ended December 31, 2003.
2003 2002
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Revenues:
Management, distribution and other fees $ 1,459,747 $ 1,469,731
Dividends, interest and other 29,649 179,243
Net unrealized appreciation of publicly held
affiliates and unrealized and realized gains on
proprietary trading 1,211,157 161,794
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Total $ 2,700,553 $ 1,810,768
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Net Income (Loss) $ 730,616 $ 137,328
Average Shares
Basic 1,596,946 1,638,403
Diluted 1,631,344 1,649,129
Share Earnings
Basic $ 0.46 $ 0.08
Diluted $ 0.45 $ 0.08
Contact: William G. Vohrer
Treasurer
1-212-785-0900, ext. 279
[email protected]