RFJ Fourth Quarter Results
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 and 15(d) of the
Securities
Exchange Act of 1934
October
25, 2006
Date
of
report (date of earliest event reported)
Raymond
James Financial, Inc.
(Exact
Name of Registrant as Specified in Its Charter)
Florida
(State
or
Other Jurisdiction of Incorporation)
1-9109
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59-1517485
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(Commission
File Number)
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(IRS
Employer Identification No.)
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880
Carillon Parkway St. Petersburg, FL 33702
(Address
of Principal Executive Offices) (Zip Code)
(727)
567-1000
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see
General
Instruction A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act
(17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act
(17 CFR 240.13e-4(c))
Item 2.02
Results of Operations and Financial Condition
On
October 25, 2006, Raymond James Financial, Inc. issued a press release
disclosing fourth quarter results for period ended September 30, 2006. A copy
of
the release is attached hereto as Exhibit 99.1 and incorporated by reference
herein. The press release includes instructions as to how and when to access
the
Company's complementary quarterly conference call that will be available to
all
interested persons telephonically and by webcast through the Company's
website.
The
information furnished herein, including Exhibit 99.1, is not deemed to be
"filed" for purposes of Section 18 of the Exchange Act, or otherwise subject
to
the liability of that section. This information will not be deemed to be
incorporated by reference into any filing under the Securities Act or the
Exchange Act, except to the extent that the registrant specifically incorporates
them by reference.
Item
7.01 Regulation FD Disclosure
On
October 25, 2006, the Company issued the press release referred to under
Item 2.02 providing previously non-public information consisting of
forward-looking statements relating to the Company’s business and results of
operations.
Item 9.01 Financial
Statements and Exhibits
(d)
The
following are filed as exhibits to this report:
Exhibit
No.
99.1
Press release dated October 25, 2006 issued by Raymond James Financial,
Inc.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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RAYMOND
JAMES FINANCIAL, INC.
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Date:
October 25, 2006
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By:
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/s/
Thomas A. James
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Thomas
A. James
Chairman
and Chief Executive Officer
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By:
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/s/
Jeffrey P. Julien
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Jeffrey
P. Julien
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Senior
Vice President - Finance
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and
Chief Financial
Officer
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