gblform8k111008.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported) November 10, 2008 (November 7,
2008)
GAMCO
INVESTORS, INC.
(Exact
name of registrant as specified in its charter)
New
York
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1-14761
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13-4007862
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification
No.)
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One
Corporate Center, Rye, NY
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10580
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code (914)
921-5000
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2 below):
[
] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item
2.02. Results of Operations and Financial Condition.
On November
7, 2008, GAMCO Investors, Inc. announced its results of operations for
the quarter ended September 30, 2008. A copy of the related press release
is being filed as Exhibit 99.1 to this Form 8-K and is incorporated
herein by reference in its entirety.
The
information furnished under Item 2.02, including the exhibit attached
hereto, is not deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934 and shall not be incorporated by reference into any
registration statement or other document pursuant to the Securities Act of 1933,
except as otherwise expressly stated in such filing.
On
November 7, 2008, GAMCO Investors, Inc. announced that its Board of
Directors had declared both a special dividend of $0.90 per share payable
on December 23, 2008 to shareholders of record on December 9, 2008 and a
regular dividend of $0.03 per share payable on December 30, 2008 to shareholders
of record on December 16, 2008. A copy of the related press release is being
filed as Exhibit 99.2 to this Form 8-K and is incorporated herein by
reference.
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Item
9.01. Financial Statements and
Exhibits.
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(d)
Exhibits
99.1 GAMCO’s
Press Release, dated November 7, 2008.
99.2 GAMCO’s Press Release, dated November 7,
2008.
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
GAMCO
Investors, Inc.
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By:
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/s/ Jeffrey M.
Farber
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Jeffrey
M. Farber
Chief
Financial Officer
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99.1 GAMCO’s
Press Release, dated November 7, 2008.
99.2 GAMCO’s Press Release, dated November 7, 2008.