reeds_10qa-093009.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-Q/A
Amendment
No. 1
(Mark
One)
x
QUARTERLY
REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934 |
For the
quarterly period ended September 30, 2009
o
TRANSITION
REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE
ACT |
For the
transition period from__ to___
Commission
file number
Commission
file number: 001-32501
REED'S
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
35-2177773
|
(State of
incorporation)
|
(I.R.S. Employer Identification
No.)
|
13000
South Spring St. Los Angeles, Ca. 90061
(Address
of principal executive offices) (Zip Code)
(310)
217-9400
(Registrant's
telephone number, including area code)
________________________________________
(Former
name, former address and former fiscal year, if changed since last
report)
Indicate
by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days.
Yes x No
o
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files).
Yes o No
o
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of “large accelerated filer,”
“accelerated filer” and “smaller reporting company” in Rule 12b-2 of the
Exchange Act. (Check one):
Large
Accelerated filer o
|
|
Accelerated
filer o
Smaller
reporting company x
|
Indicate
by check mark whether the issuer is a shell company (as defined in Rule 12b-2 of
the Exchange Act).
Yes
o No
x
Indicate
the number of shares outstanding of each of the issuer's classes of common
stock, as of the latest practicable date: There were a total of 9,215,693 shares
of Common Stock outstanding as of August 17, 2009.
EXPLANATORY NOTE
Reed’s,
Inc. (the “Company”) is filing this Amendment No. 1 to its Quarterly Report
on Form 10-Q for the quarterly period ended September 30, 2009 (the
“Form 10-Q”) as an exhibit-only filing. The Company is filing this
Amendment No. 1 to the Form 10-Q (“Amendment”) for the sole purpose of
filing Exhibits 10.1, 10.2, and 10.3. Exhibit 10.1 was
inadvertently omitted from the Form 10-Q; and Exhibits 10.2 and 10.3 were
previously filed without the respective exhibits. In addition, as required by
Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new
certifications by our principal executive officer and principal financial
officer are filed as exhibits to this Amendment.
This
Amendment does not reflect events occurring after the filing of the Form 10-Q or
modify or update those disclosures affected by subsequent events. Except as
described above, no other modifications or changes have been made to the Form
10-Q as originally filed or the exhibits filed therewith. Other events occurring
after the filing of the Form 10-Q or other disclosures necessary to reflect
subsequent events have been addressed in our reports filed with the Securities
and Exchange Commission subsequent to the filing of the Form 10-Q.
PART
II – OTHER INFORMATION
Item
6. Exhibits
Exhibit No.
|
Description
|
10.1
|
Asset
Purchase Agreement between Sonoma Cider Mill, Inc, and Reed’s,
Inc. dated October 19, 2009.*
|
10.2
|
Brewing
Agreement between Reed’s Inc. and the Lion Brewery, Inc. dated November 1,
2008*
|
10.3
|
Loan
and Security Agreement between Reed’s Inc. and First Capital Western
Region LLC dated May 30, 2008*
|
31.1
|
Certification
of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.*
|
31.2
|
Certification
of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.*
|
32.1
|
Certification
of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.*
|
32.2
|
Certification
of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.*
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
Reed’s,
Inc.
(Registrant)
|
Date: December
7, 2009
|
/s/ Christopher J. Reed
|
|
Christopher
J. Reed
|
|
President
and Chief Executive Officer
|
|
(Principal
Executive Officer)
|
|
|
Date: December
7, 2009
|
/s/ James Linesch
James
Linesch
|
|
Chief
Financial Officer
(Principal
Financial Officer)
|