reeds_10qa-093009.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-Q/A
Amendment
No. 3
(Mark
One)
x
|
QUARTERLY
REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
|
For the
quarterly period ended September 30, 2009
o
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TRANSITION
REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE
ACT
|
For the
transition period from ___ to ___
Commission
file number
Commission
file number: 001-32501
REED'S
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
35-2177773
|
(State of
incorporation)
|
(I.R.S. Employer Identification
No.)
|
13000
South Spring St. Los Angeles, Ca. 90061
(Address
of principal executive offices) (Zip Code)
(310)
217-9400
(Registrant's
telephone number, including area code)
(Former
name, former address and former fiscal year, if changed since last
report)
Indicate
by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days. Yes x No o
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files). Yes o No o
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of “large accelerated filer,”
“accelerated filer” and “smaller reporting company” in Rule 12b-2 of the
Exchange Act. (Check one):
|
Large
Accelerated filer o
|
Accelerated
filer o
|
|
|
Non-accelerated
filer o |
Smaller
reporting company x
|
|
Indicate
by check mark whether the issuer is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes o No x
Indicate
the number of shares outstanding of each of the issuer's classes of common
stock, as of the latest practicable date: There were a total of 9,215,693 shares
of Common Stock outstanding as of August 17, 2009.
EXPLANATORY NOTE
Reed’s,
Inc. (the “Company”) is filing this Amendment No. 3 to its Quarterly Report
on Form 10-Q for the quarterly period ended September 30, 2009 (the
“Form 10-Q”) as an exhibit-only filing. The Company is filing this
Amendment No. 3 to the Form 10-Q (“Amendment”) for the sole purpose of
filing Exhibits 10.1, which was filed without an explanatory comment in the
beginning of the document about the confidential portion if information in
Exhibit B. In addition, as required by Rule 12b-15 under the Securities
Exchange Act of 1934, as amended, new certifications by our principal executive
officer and principal financial officer are filed as exhibits to this
Amendment.
This
Amendment does not reflect events occurring after the filing of the Form 10-Q or
modify or update those disclosures affected by subsequent events. Except as
described above, no other modifications or changes have been made to the Form
10-Q as originally filed or the exhibits filed therewith. Other events occurring
after the filing of the Form 10-Q or other disclosures necessary to reflect
subsequent events have been addressed in our reports filed with the Securities
and Exchange Commission subsequent to the filing of the Form 10-Q.
PART
II – OTHER INFORMATION
Item
6. Exhibits
Exhibit
No. |
Description |
|
|
10.1 |
Brewing
Agreement between Reed’s Inc. and the Lion Brewery, Inc. dated November 1,
2008. Portions of the exhibit have been omitted pursuant to a
request for confidential treatment*
|
|
|
31.1 |
Certification of Chief
Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of
2002.*
|
|
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31.2 |
Certification
of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.*
|
|
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32.1 |
Certification of
Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002.* |
|
|
32.2 |
Certification
of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.*
|
*filed
herewith
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
Reed’s,
Inc.
(Registrant)
|
|
|
|
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Date:
April 06, 2010
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/s/
Christopher J.
Reed
|
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Christopher
J. Reed
|
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President
and Chief Executive Officer
|
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(Principal
Executive Officer)
|
|
|
|
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Date:
April 06, 2010
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/s/
James
Linesch
|
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James
Linesch
Chief Financial Officer
(Principal
Financial Officer)
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