UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
October 16, 2006
DIASYS CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | 0-24974 | 06-1339248 |
21 West Main Street, Waterbury, CT 06702
(Address of principal executive offices)
203-755-5083
(Registrant's telephone number, including area code)
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Check the appropriate box below if the form 8-k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
£ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
£ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
£ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
£ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On October 16, 2006, DiaSys Corporation (the “Company”) received a notice from the NASD advising that the Company is delinquent with respect to the filing of its Annual Report on Form 10-KSB and as such is not current in its reporting obligation under the Securities Exchange Act of 1934. Pursuant to NASD Rule 6530, unless the delinquency is cured by the expiration of the applicable grace period (November 15, 2006), the Company’s Common Stock will not be eligible for quotation on the OTC Bulleting Board and therefore will be removed effective November 17, 2006.
The Company intends to effect such filing before the required date.
SIGNATURES
In accordance with the requirements of the Exchange Act of 1934, the Registrant caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
DIASYS CORPORATION
Date: November 11, 2006
/s/ Jeffrey B. Aaronson
Jeffrey B. Aaronson
President
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