UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): December 18, 2009
ISCO
INTERNATIONAL, INC.
(Exact
name of registrant as specified in its charter)
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Delaware
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001-22302
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36-3688459
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(State
or other jurisdiction
of
incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification
Number)
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1001
Cambridge Drive
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Elk
Grove Village, IL
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60007
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(Address
of principal executive offices)
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(Zip
Code)
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(847)
391-9400
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
8.01. Other Events.
On
October 23, 2009, ISCO International, Inc. (the “Company”) received a letter
from its transfer agent, BNY Mellon Shareowner Services LLC (“Mellon”),
indicating that Mellon will be terminating the Transfer Agent Agreement dated
July 12, 2008 (the “Agreement”) between the Company and Mellon. In Mellon’s
letter, it indicates that the Agreement will be terminated because the Company
has unpaid outstanding invoices for amounts owed to Mellon for services rendered
as transfer agent and the Company has additionally not provided certain
requested documentation to Mellon. As a result of its current bankruptcy
proceeding, the Company has determined that it does not have the capabilities or
resources necessary to cure the default under the Agreement and it does not
intend to do so. Therefore, the Agreement will be terminated as of December 22,
2009. Upon such termination, regulatory notice will be made to the Depository
Trust Company, a termination charge will be assessed and the Company will no
longer have an independent transfer agent.
According
to the proposed Plan of Reorganization (the “Plan”), the Company’s common stock
will be cancelled on the first business day following the eleventh day after
confirmation of the Plan by the U.S. Bankruptcy Court. Confirmation of the Plan
has been requested on December 22, 2009.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this current report to be signed on its behalf by the
undersigned, thereunto duly authorized.
ISCO
INTERNATIONAL, INC.
By: /s/
John Owings
Name: John
Owings
Title: President
Date: December
18, 2009