SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 14, 2007
NEW
YORK MORTGAGE TRUST, INC.
(Exact
name of registrant as specified in its charter)
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Maryland
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001-32216
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47-0934168
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(State
or other jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS
Employer Identification
No.)
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1301
Avenue of the Americas
New
York, New York 10019
(Address
and zip code of
principal
executive offices)
Registrant's
telephone number, including area code:
(212) 634-9400
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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New
York
Mortgage Trust Reports First Quarter 2006 Results
Page
2
Item 2.02.
Results of Operations and Financial Condition.
The
information contained under Item 2.01 of this Current Report on Form 8-K
(including Exhibit 99.1 attached hereto) are being furnished by New York
Mortgage Trust, Inc. (the “Company”) pursuant to Item 7.01 of Form 8-K in
satisfaction of the public disclosure requirements of Regulation FD and
Item 2.02 of Form 8-K, insofar as they disclose historical information
regarding the Company's results of operations or financial condition for the
three months ended March 31, 2007.
On
May
14, 2007, the Company issued a press release announcing its financial results
for the three months ended March 31, 2007. A copy of the press release is
furnished herewith as Exhibit 99.1 to this report on Form 8-K and is
incorporated herein by reference.
In
accordance with General Instructions B.2 and B.6 of Form 8-K, the information
included in this Current Report on Form 8-K (including Exhibits 99.1 and
99.2 hereto), shall not be deemed “filed” for the purposes of Section 18 of
the Securities Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, nor shall it be deemed incorporated
by reference into any filing made by the Company under the Exchange Act or
Securities Act of 1933, as amended, except as shall be expressly set forth
by
specific reference in such a filing.
Item 7.01.
Regulation FD Disclosure.
On
May
15, 2007, the Company held a conference call to discuss the matters announced
in
its press release dated May 14, 2007, and as set forth in Exhibit 99.1 to this
Current Report on Form 8-K. A transcript of the conference call is furnished
herewith as Exhibit 99.2 to this Current Report on Form 8-K and is
incorporated herein by reference.
Item 9.01.
Financial Statements and Exhibits.
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(d)
Exhibits.
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The
following exhibits are being furnished herewith this Current Report
on
Form 8-K.
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99.1
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Press
Release dated May 14, 2007.
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99.2
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May
15, 2007 Conference Call
Transcript.
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[signature
on following page]
New
York
Mortgage Trust Reports First Quarter 2006 Results
Page
3
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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NEW
YORK
MORTGAGE TRUST, INC. |
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(Registrant) |
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Date: May
15,
2007 |
By: |
/s/ Steven
R.
Mumma |
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Steven
R. Mumma
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Co-Chief
Executive Officer, President
and
Chief Financial
Officer
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New
York
Mortgage Trust Reports First Quarter 2006 Results
Page
4
EXHIBIT
INDEX
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Exhibit
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Description
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99.1
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Press
Release dated May 14, 2007.
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99.2
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May
15, 2007 Conference Call
Transcript.
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