SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 4, 2008
NEW
YORK MORTGAGE TRUST, INC.
(Exact
name of registrant as specified in its charter)
Maryland
|
001-32216
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47-0934168
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
1301
Avenue of the Americas
New
York, New York 10019
(Address
and zip code of
principal
executive offices)
Registrant’s
telephone number, including area code: (212)
792-0107
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
3.01. |
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard’
Transfer of Listing.
|
New
York
Mortgage Trust, Inc. (the “Company”) announced today that its common stock has
been approved for listing on the NASDAQ Stock Market. The Company’s common stock
will begin trading on the NASDAQ Stock Market effective June 5, 2008 under
the
symbol “NYMT”. The Company's common stock was most recently quoted on the
Over-the-Counter Bulletin Board, or OTCBB, under the stock symbol “NYMO”. The
Company’s board of directors has approved the listing of the Company’s common
stock on the NASDAQ Stock Market.
A copy
of the press release is filed herewith as Exhibit 99.1 and is incorporated
by
reference herein.
Item
9.01. |
Financial
Statements and Exhibits.
|
(d)
Exhibits.
99.1
|
Press
release dated June 4, 2008.
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
|
|
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NEW
YORK MORTGAGE TRUST, INC.
(Registrant)
|
|
|
|
Date: June
4,
2008 |
By: |
/s/ Steven
R.
Mumma |
|
Steven
R. Mumma |
|
Chief
Financial Officer |
EXHIBIT
INDEX
Exhibit |
Description |
|
|
99.1
|
Press
release dated June 4, 2008.
|