Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-Q/A
(Amendment
No. 1)
x
|
Quarterly
report pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934 for the quarterly period ended June 30,
2009.
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or
¨
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Transition
report pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934 for the transition period from
to
.
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Commission
File Number: 001-33859
United
States 12 Month Oil Fund, LP
(Exact
name of registrant as specified in its charter)
Delaware
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20-0431897
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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1320
Harbor Bay Parkway, Suite 145
Alameda,
California 94502
(Address
of principal executive offices) (Zip code)
(510)
522-9600
(Registrant’s
telephone number, including area code)
N/A
(Former
name, former address and former fiscal year, if changed since last
report)
Indicate
by check mark whether the registrant (1) has filed all reports required to
be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the registrant
was required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
x
Yes ¨ No
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files).
¨
Yes ¨ No
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of “large accelerated filer,” “accelerated filer” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act.
Large
accelerated filer ¨
|
Accelerated
filer ¨
|
|
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Non-accelerated
filer x
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Smaller
reporting company ¨
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(Do
not check if a smaller reporting
company)
|
Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act).
¨
Yes x No
Explanatory
Note
The
United States 12 Month Oil Fund, LP (“US12OF”) is filing this Amendment No. 1 to
its quarterly report on Form 10-Q (“Form 10-Q/A”) for the quarter ended June 30,
2009 that was filed with the Securities and Exchange Commission on August 13,
2009 (“Form 10-Q”) in order to file amended principal executive officer
and principal financial officer certifications originally filed as
Exhibits 31.1 and 31.2 to the Form 10-Q, which inadvertently omitted certain
language referring to internal control over financial reporting.
Except as
set forth above, no other changes have been made to the Form 10-Q, and the Form
10-Q/A does not amend, update or change any other items or disclosure found in
the Form 10-Q. Further, the Form 10-Q/A does not reflect events that
occurred after the filing of the Form 10-Q.
Part II. OTHER INFORMATION
Item 6. Exhibits.
Listed
below are the exhibits which are filed as part of this quarterly report on Form
10-Q/A (according to the number assigned to them in Item 601 of Regulation
S-K):
Exhibit
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Number
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Description of Document
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31.1*
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Certification
by Principal Executive Officer Pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
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31.2*
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Certification
by Principal Financial Officer Pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
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32.1*
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Certification
by Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as
Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of
2002.
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32.2*
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Certification
by Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as
Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of
2002.
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* Filed
herewith
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
United
States 12 Month Oil Fund, LP (Registrant)
By:
United States Commodity Funds LLC, its general partner
By:
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/s/
Nicholas D. Gerber
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Nicholas
D. Gerber |
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Chief
Executive Officer |
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Date: January
25, 2010 |
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By:
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/s/
Howard Mah
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Howard
Mah |
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Chief
Financial Officer |
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Date: January
25, 2010