Incorporated in Delaware 21 West Main Street Waterbury, CT 06702 (203) 755-5083 |
IRS Employer ID # 06-1339248 |
|
Title of each class:
Common Stock, $0.001 par value |
Name of each exchange on which registered
American Stock Exchange* |
Number
|
Description of Document
|
|
3.1 | Certificate of Incorporation (Incorporated by reference to the Exhibit 3.1 to the Company's Registration Statement on Form 8-A filed with the Commission on October 20, 1994 ) | |
3.2 | By-Laws (Incorporated by reference to the Exhibit 3.2 to the Company's Registration Statement on Form 8-A filed with the Commission on October 20, 1994) | |
4.1 | Form of Common Stock Certificate (Incorporated by reference to the Exhibit 4.1 to the Company's Registration Statement on Form 8-A filed with the Commission on October 20, 1994) | |
10.1 | Common Stock Purchase Agreement with Icon Investors, Ltd. (Incorporated by reference to Exhibit 1.1 to the Company's Registration Statement on Form SB-2 filed with the Commission on March 24, 2004) | |
10.2 | Registration Rights Agreement with Icon Investors, Ltd. (Incorporated by reference to Exhibit 1.2 to the Company's Registration Statement on Form SB-2 filed with the Commission on March 24, 2004) | |
10.3 | Consulting Agreement, dated February 17, 2004, with Capital Management Internationale (Incorporated by reference to Exhibit 1.3 to the Company's Registration Statement on Form SB-2 filed with the Commission on March 24, 2004) | |
10.4 | Amendment No. 1 to Common Stock Purchase Agreement with Icon Investors, LLC (Incorporated by reference to Exhibit 1.4 to Amendment No. 2 to the Company's Registration Statement on Form SB-2 filed with the Commission on April 27, 2004) | |
10.5 | Rights Agreement (Incorporated by reference to the Exhibit 4.2 to the Company's Registration Statement of Form S-3 filed with the Commission on November 27, 2002) | |
10.6 | Loan and Security Agreement dated as of August 12, 2004 between the Company and Morris Silverman (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) | |
10.7 | Indemnification and Mutual Contribution Agreement dated as of August 12, 2004 among Morris Silverman, Gregory Witchel, Robert M. Wigoda, Howard M. Bloom, Jeffrey B. Aaronson and the Company (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) | |
10.8 | Convertible Promissory Note dated as of August 12, 2004 payable to Morris Silverman in the amount of $475,000 (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004 ) | |
10.9 | Convertible Promissory Note dated as of September 9, 2004 payable to Morris Silverman in the amount of $120,316.47 (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) | |
10.10 | Personal Guaranty Agreement of Gregory Witchel dated as of August 13, 2004 (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) | |
10.11 | Personal Guaranty Agreement of Robert M. Wigoda dated as of August 13, 2004 (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) |
10.12 | Personal Guaranty Agreement of Howard Bloom dated as of August 13, 2004 (Incorporated by reference to the ++++++++++++++++++++++++++++exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) | |
10.13 | Personal Guaranty Agreement of Jeffrey B. Aaronson dated as of August 13, 2004 (Incorporated by reference to the exhibit of the same number filed with the Company's Annual Report on Form 10-KSB filed with the Commission on October 29, 2004) | |
10.14A | Purchasing Agreement with Healthtrust Purchasing Group dated December 1, 2001 (Incorporated by reference to exhibit of the same number filed with the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1) (3) | |
10.14A-A | Exhibit A to Purchasing Agreement with Healthtrust Purchasing Group dated December 1, 2001 (2) | |
10.14A-B | Exhibit B to Purchasing Agreement with Healthtrust Purchasing Group dated December 1, 2001 (2) | |
10.15A | Agreement for Urinalysis Equipment, Related Supplies, and Service with Broadlane, Inc.dated April 1, 2002 (Incorporated by reference to exhibit of the same number filed with the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1)(3) | |
10.15A-A | Exhibit A to Agreement for Urinalysis Equipment, Related Supplies, and Service with Broadlane, Inc. dated April 1, 2002.(2)(3) | |
10.16 | Supplier Set-up form with Allegiance dated December 8, 1999. (Incorporated by reference to the exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-KSB filed with the Commission on June 30, 2005) | |
10.17A | Distribution Agreement with Fisher Scientific Company, LLC, dated July 23, 2001(Incorporated by reference to exhibit of the same number filed with the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1)(3) | |
10.17A-A | Exhibit A to Distribution Agreement with Fisher Scientific Company, LLC, dated July 23,2001 (2) | |
10.18A | Non-Exclusive Distribution Agreement with VWR International, Inc., dated as of November 1, 2003 (Incorporated by reference to exhibit of the same number filed with the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1)(3) | |
10.18A-A | Exhibit A to Non-Exclusive Distribution Agreement with VWR International, Inc., datedas of November 1, 2003 (2) (3) | |
10.19A | International Sales and Service Agreement, effective May 16, 2005, between theCompany and Genesee Brazil (Incorporated by reference to exhibit of the same number filed with the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1)(3) | |
10.19A-A | Exhibit A to International Sales and Service Agreement, effective May 16, 2005, betweenthe Company and Genesee Brazil (2)(3) | |
10.20 | International Distributor Agreement, effective June 20, 2005, between the Company'swholly-owned subsidiary, DiaSys Europe, Ltd, and Cooplab, Crl. (Incorporated by reference to the exhibit of the same number filed with the Registrant's Current Report on Form 8-K filed with the Commission on July 28, 2005) | |
10.21A | International Sales and Service Agreement, effective as of May 4, 2005, between theCompany and Diagnostic Bioserve Limited. (Incorporated by reference to exhibit of thesame number filed with the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1)(3) | |
10.21A-A | Exhibit A to International Sales and Service Agreement, effective as of May 4, 2005,between the Company and Diagnostic Bioserve Limited (2)(3) | |
10.22A | International Sales and Service Agreement, effective as of May 22, 2005, between the Company and Bionuclear (Incorporated by reference to exhibit of the same number filedwith the Company's Annual Report on Form 10-K filed with the Commission on October 14, 2005) (1)(3) |
10.22A-A | Exhibit A to International Sales and Service Agreement, effective as of May 22, 2005, between the Company and Bionuclear (2)(3) | |
10.23 | 2004 Stock Option and Award Plan (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-KSB filed with the Commission on April 7, 2006) | |
10.24 | $50,000 Convertible Promissory Note of the company dated August 27, 2003 payable toHoward Bloom (Incorporated by reference to exhibit of the same number filed withAmendment No. 1 to the Company's Annual Report on Form 10-K filed with theCommission on April 7, 2006) | |
10.25 | $100,000 Promissory Note of the company dated February 3, 2004 payable to MorrisSilverman (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.26 | Common Stock Purchase Warrant for 150,000 shares dated February 3, 2004 issued toMorris Silverman (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.27 | $50,000 Promissory Note of the Company dated February 3, 2004, payable to GregoryWitchel (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.28 | Common Stock Purchase Warrant for 75,000 shares issued to Gregory Witchel (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.29 | $50,000 Promissory Note of the Company dated February 3, 2004, payable to Jeffrey B.Aaronson (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.30 | Common Stock Purchase Warrant for 50,000 shares issued to Jeffrey B. Aaronson (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, \2006) | |
10.31 | Loan and Security Agreement, dated as of November 1, 2004 by and among the Company, Morris Silverman and Gregory Witchel (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.32 | $100,000 Promissory Note of the company dated November 1, 2004 payable to Morris Silverman (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.33 | $100,000 Promissory Note of the company dated November 1, 2004 payable to Gregory Witchel (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.34 | $50,000 Promissory Note of the company dated November 29, 2004 payable to Morris Silverman (Incorporated by reference to exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-K filed with the Commission on April 7, 2006) | |
10.35 | Settlement Agreement and General Release, dated as of July 16, 2004, between the Company and Todd DeMatteo (Incorporated by reference to Exhibit 10.2 to the Company's current report on Form 8-K/A filed with the Commission on July 20, 2004.) | |
10.36 | Investment Agreement, dated as of December 28, 2004 between the Company and John Winfield (2) | |
10.37 | Common Stock Purchase Warrant, dated as of December 30, 2004, issued to John Winfield (Incorporated by reference to Exhibit 4.2 filed with the Company's Current Report on Form 8-K filed with the Commission on January 6, 2005) |
14 | Code of Ethics and Business Conduct (Incorporated by reference to the exhibit of the same number filed with Amendment No. 1 to the Company's Annual Report on Form 10-KSB filed with the Commission on June 30, 2005) | |
21.1 | Subsidiaries of the Company: DiaSys Europe, Ltd, a United Kingdom company | |
31.1 | Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (2) | |
31.2 | Certification of the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (2) | |
32 | Certification of principal executive officer and principal financial officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (2) | |
Dated August 9, 2006 | DiaSys Corporation | |
By: /S/ GREGORY WITCHEL
Gregory Witchel, Chief Executive Officer (principal executive officer) |
||
Dated August 9, 2006 | DiaSys Corporation | |
By: /S/ JEFFREY B. AARONSON
Jeffrey B. Aaronson, President & Chief Financial Officer (principal financial officer) |
S/ GREGORY WITCHEL
Gregory Witchel, Director |
Date: August 9, 2006 |
S/ JEFFREY B. AARONSON Jeffrey B. Aaronson, Director |
Date: August 9, 2006 | |
S/ MORRIS SILVERMAN
Morris Silverman, Director |
Date: August 8, 2006 | |
S/ ROBERT M. WIGODA Robert Wigoda Secretary and Director |
Date: August 7, 2006 | |
S/ SHERWIN GILBERT
Sherwin Gilbert, Director |
Date: August 8, 2006 | |
Howard Bloom, Director |
Date: August _, 2006 | |
S/ SHERMAN LAZRUS
Sherman Lazrus, Director |
Date: August 8, 2006 | |