SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. )1
Alabama National BanCorporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
| 010317105 (CUSIP Number) |
February 12, 2003
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
| 1 | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 010317105 13G Page 2 of 6 Pages
| 1. |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
C. Phillip McWane |
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| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
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| 3. |
SEC USE ONLY
|
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| 4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A |
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| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. SOLE VOTING POWER
1,061,986 6. SHARED VOTING POWER
10,000 7. SOLE DISPOSITIVE POWER
1,061,986 8. SHARED DISPOSITIVE POWER
10,000 | |
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,071,986 |
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| 10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
x |
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| 11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.7% |
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| 12. |
TYPE OF REPORTING PERSON
IN |
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Page 3 of 6 Pages
ANB SCHEDULE 13G
Item 1.
(a) Name of Issuer:
Alabama National BanCorporation
(b) Address of Issuer’s Principal Executive Offices:
1927 First Avenue North
Birmingham, Alabama 35203
Item 2.
(a) Name of Person Filing:
Incorporated by reference to Item 1 of the Cover Pages.
(b) Address of Principal Business Office, or if None, Residence:
C. Phillip McWane
2900 Highway 280, Suite 300
Birmingham, Alabama 35223
(c) Citizenship:
Incorporated by Reference from Item 4 of the Cover Pages.
(d) Title of Class of Securities:
Incorporated by Reference from the Cover Pages.
(e) CUSIP Number:
Incorporated by Reference from the Cover Pages.
Item 3. If this Statement is filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
Not Applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned:
Incorporated by Reference from Item 9 of the Cover Pages.
Page 4 of 6 Pages
| (b) | Percent of Class: |
Incorporated by Reference from Item 11 of the Cover Pages.
| (c) | Number of Shares as to Which Such Person has: |
| (i) | Sole Power to Vote or Direct the Vote. |
Incorporated by Reference from Item 5 of the Cover Pages.
| (ii) | Shared Power to Vote or to Direct the Vote. |
Incorporated by Reference from Item 6 of the Cover Pages.
| (iii) | Sole Power to Dispose or to Direct the Disposition of. |
Incorporated by Reference from Item 7 of the Cover Pages.
| (iv) | Shared Power to Dispose or to Direct the Disposition of. |
Incorporated by Reference from Item 8 of the Cover Pages.
Item 5. Ownership of Five Percent (5%) or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent (5%) on Behalf of Another Person.
With respect to the beneficial ownership reported for C. Phillip McWane, 10,000 shares (0.0%) are held in a family limited partnership pursuant to which Mr. McWane and his spouse have the right to receive dividends from, and the proceeds from the sale of, Alabama National BanCorporation Common Stock upon dissolution of said partnership.
Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Page 5 of 6 Pages
Item 9. Notice of Dissolution of Group.
The reporting person was formerly a member of a group that was dissolved as of February 12, 2003.
Item 10. Certifications.
Not Applicable.
Page 6 of 6 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
| February 12, 2003 Date | ||
| /s/ C. Phillip McWane | ||
| C. Phillip McWane | ||