SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------------------------
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 31, 2003
WINMILL & CO. INCORPORATED
-------------------------------------------------
(Exact Name of Registrant as Specified in Charter)
Delaware 0-9667 13-1897916
(State or Other Jurisdiction of (Commission File Number) (IRS Employer
Incorporation) Identification No.)
11 Hanover Square New York, NY 10005
(Address of Principal Executive Offices) (ZIP Code)
Registrant's telephone number, including area code: 1-212-785-0900
Not Applicable
-------------------------------------------------
(Former Name or Former Address, if Changed Since Last Report)
Item 7. Financial Statements and Exihibits.
(c) Exhibits.
Exhibit No. Description of Exhibit
========== =================================================
99.1 Press Release, dated April 5, 2004, announcing its
financial results for the year ended December 31,
2003.
Item 12. Results of Operations and Financial Conditions.
On April 5, 2004, Winmill & Co. Incorporated (the "Company") issued a press
release announcing financial results for the year ended December 31, 2003. A
copy of the April 5, 2004 press release is attached hereto as Exhibit 99.1 and
incorporated herein by reference.
The information contained in this report on Form 8-K (including the
exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be
"filed" for the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the "Exchange Act") or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any filing made by
the Company under the Securities Act of 1933, as amended or the Exchange Act,
except as expressly set forth by specific reference in such a filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
WINMILL & CO. INCORPORATED
Date: April 5, 2004 /s/ Thomas B. Winmill
---------------------
Thomas B. Winmill
President
EXHIBIT INDEX
-------------
Exhibit Number Exhibit Description
-------------- -------------------
99.1 Press release dated April 5, 2004
Exhibit 99.1
Winmill & Co. Incorporated Announces
Financial Results for the Year Ended
December 31, 2003
New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its
financial results for the year ended December 31, 2003.
2003 2002
Revenues:
Management, distribution and other fees $ 1,459,747 $ 1,469,731
Realized and unrealized gains from investments 1,211,157 161,794
Dividends, interest and other 29,649 179,243
------------- -------------
2,700,553 1,810,768
------------- -------------
Expenses:
General and administrative 725,016 772,827
Marketing 441,876 493,405
Expense reimbursements to the Funds 153,001 179,716
Professional fees 76,500 92,035
Depreciation and amortization 67,962 57,159
------------- -------------
1,464,355 1,595,142
------------- -------------
Income before income taxes 1,236,198 215,626
Income taxes 505,582 78,300
------------- -------------
Net Income $ 730,616 $ 137,326
------------- -------------
Per Share Data:
Basic
Net income $ .46 $ .08
------------- -------------
Diluted
Net income $ .45 $ .08
------------- -------------
Average Shares Outstanding:
Basic 1,596,946 1,638,403
Diluted 1,631,344 1,649,129
Contact: William G. Vohrer
Treasurer
1-212-785-0900 ext. 279
[email protected]